Defined Contribution & TPA Recordkeeping
We offer a true “open architecture” daily valuation recordkeeping platform that enables the plan sponsor – with the guidance of its Investment Advisor – to create an investment arrangement tailored to the unique needs of the employer and its workforce.
- National independent third-party administration
- Open architecture recordkeeping
- Complete ERISA compliance
- Full fiduciary support
- Call center support
401(a) & 401(k) TPA Services
For the Plan that wants to “unbundle” their services, we provide a turnkey comprehensive third-party administration service to employers to ensure their retirement plans are administered in a consistent and timely manner. Our experienced and knowledgeable team works closely with employers in the design, implementation, and ongoing administration of their retirement plans. Some of the many services provided include:
- Customized plan design and installation
- Plan document preparation and updates
- Preparation of required employee notifications and disclosures
- Employer contribution calculations
- Testing to satisfy IRS requirements
- Year-end Trust reconciliation and account activity reporting
- Form 5500 preparation
- Processing of participation distributions and loans
- Preparation of fee disclosures that conform to DOL requirements
- Full ERISA compliance services
